AI COMPLIANCE for Fintech

Innovate with AI.
Defend with Evidence.

Framework Security provides you the guardrails to ship faster, knowing your models are safe, transparent, and audit-ready.

Trusted by fintechs managing over $20B in assets
The Problem

The AI said so is not a legal defense.

Fintech organizations are adopting AI faster than their governance frameworks can keep up. Without a clear governance structure, you are carrying personal liability for decisions made by a system.

The Solution

The AI said so is not a legal defense.

Fintech organizations are adopting AI faster than their governance frameworks can keep up. Without a clear governance structure, you are carrying personal liability for decisions made by a system.

Know Who Is Accountable Before a Regulator Asks

Most AI governance failures are not technical. They are organizational. This checklist helps you define who owns AI risk inside your firm and document it before an audit forces the question.

Stop Flying Blind on Vendor Risk

Most AI governance failures are not technical. They are organizational. This checklist helps you define who owns AI risk inside your firm and document it before an audit forces the question.

Make Your AI Decisions Explainable

Most AI governance failures are not technical. They are organizational. This checklist helps you define who owns AI risk inside your firm and document it before an audit forces the question.

Benefits

The AI said so is not a legal defense.

Fintech organizations are adopting AI faster than their governance frameworks can keep up. Without a clear governance structure.

Know Who Is Accountable Before a Regulator Asks

Most AI governance failures are not technical. They are organizational. This checklist helps you define who owns AI risk inside your firm and document it before an audit forces the question.

Stop Flying Blind on Vendor Risk

Most AI governance failures are not technical. They are organizational. This checklist helps you define who owns AI risk inside your firm and document it before an audit forces the question.

Make Your AI Decisions Explainable

Most AI governance failures are not technical. They are organizational. This checklist helps you define who owns AI risk inside your firm and document it before an audit forces the question.

Know Who Is Accountable Before a Regulator Asks

Most AI governance failures are not technical. They are organizational. This checklist helps you define who owns AI risk inside your firm and document it before an audit forces the question.

Stop Flying Blind on Vendor Risk

Most AI governance failures are not technical. They are organizational. This checklist helps you define who owns AI risk inside your firm and document it before an audit forces the question.

Make Your AI Decisions Explainable

Most AI governance failures are not technical. They are organizational. This checklist helps you define who owns AI risk inside your firm and document it before an audit forces the question.

Testimonials

What Fintech executives are saying

"Navigating AI regulation is a moving target. Framework Security provided the deep regulatory expertise and proactive guardrails we needed to innovate without exposing Lender Toolkit to unnecessary risk."

Jeff Neuman
SVP, AI Data & Engineering
Lender Toolkit

"Framework Security establishes a seamless workflow. The team is attentive, communicative, and pragmatic."

Aaron Scruggs
CEO
Rephyr

"I wish I had found Framework before speaking with any other companies."

Ben Londa
President & CEO
Volo Solutions
How it Works

Get started in 3 simple steps

Fintech organizations are adopting AI faster than their governance frameworks can keep up.

Step 1

Book a demo

Most AI governance failures are not technical. They are organizational.

Book a demo

Step 2

Get your action plan

Most AI governance failures are not technical. They are organizational.

Book a demo

Step 3

Become AI compliant

Most AI governance failures are not technical. They are organizational.

Book a demo

Why Companies choose Framework security

Trusted by fintechs managing over $20B in assets

Everything you need for compliant AI governance.

Organizational Controls
Designating executive AI ownership, tiered access policies, and preventing shadow AI
Explainability Protocols
Human-in-the-loop requirements, confidence thresholds, and audit trail documentation
Technical Safeguards
Prompt injection defenses, adversarial stress testing, and data leakage monitoring
Vendor Governance
Sub-processor transparency, data retention requirements, and incident response liability
IP and Alpha Protection
Quarterly vendor audits, training opt-out verification, and proprietary logic safeguards
Regulatory Alignment
ECOA, Reg B, CFPB, NYDFS, and SEC compliance considerations
Frequently Asked questions

Some common questions we get

Still have a question? Email us at contact@frameworksecurity.com

Who is this checklist for?

It is written for fintech executives, CISOs, CTOs, and risk and compliance leaders who are deploying or evaluating AI tools and need a governance framework that can hold up to regulatory scrutiny.

How long does it take to complete?

Most people work through it in 15 to 20 minutes. You can also complete it in sections if you need to pull in input from your IT team.

What do I do after I complete it?

The checklist is designed to give you a clear picture of where you stand. If you find gaps you want help addressing, Framework Security offers advisory services ranging from a single consultation to ongoing Virtual CISO support. There is no obligation to engage further.

Is this checklist specific to a particular regulation or framework?

It draws on requirements and guidance from the CFPB, SEC, ECOA, Reg B, NYDFS, and MITRE ATLAS. It is designed to be broadly applicable across the fintech regulatory landscape rather than narrowly tied to a single rule.

Do I need a technical background to use this?

No. The checklist is written for executive decision-makers. Some sections reference technical controls, but the focus is on organizational accountability, governance structure, and defensible decision-making.

What does Framework Security do?

Framework Security is a cybersecurity advisory firm specializing in AI governance, virtual CISO services, compliance, and risk assessments. We work with finance, technology, and healthcare organizations that need expert guidance without the overhead of a large consultancy. Our team brings over 65 combined years of fintech experience, led by a former CISO/CIO.

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